SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
KKR SP Ltd

(Last) (First) (Middle)
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2009
3. Issuer Name and Ticker or Trading Symbol
Avago Technologies LTD [ AVGO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Footnotes 1,2
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, no par value 11,913,790 I Held through Bali Investments S.ar.l. and KKR Millennium Fund (Overseas), Limited Partnership(1)(2)
Ordinary Shares, no par value 23,721,954 I Held through Bali Investments S.ar.l. and KKR European Fund, Limited Partnership(1)(2)
Ordinary Shares, no par value 15,910,699 I Held through Bali Investments S.ar.l. and KKR European Fund II, Limited Partnership(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Bali Investments S.ar.l. ("Bali") holds ordinary shares of Avago Technologies Limited ("Avago"). Each of KKR Millennium (Overseas) Limited Partnership ("Millennium Fund"), KKR Europe, Limited Partnership ("European Fund") and KKR Europe II, Limited Partnership ("European Fund II"), as a shareholder of Bali, may be deemed to indirectly own ordinary shares of Avago. Effective October 1, 2009, the reporting person was admitted as a voting partner to each of (i) KKR Associates Millennium (Overseas) Limited Partnership, which is the general partner of Millennium Fund, (ii) KKR Associates Europe, Limited Partnership, which is the general partner of European Fund, and (iii) KKR Associates Europe II, Limited Partnership, which is the general partner of European Fund II. In such capacities, the reporting person has the sole power to cause each of Millennium Fund, European Fund and European Fund II, respectively, to vote the stock of Bali held by each of them.
2. (continued from Footnote 1) The reporting person does not have any direct or indirect pecuniary interest in any stock of Bali or Avago and disclaims beneficial ownership of any securities that are or may be deemed to be beneficially owned by Bali, Millennium Fund, European Fund or European Fund II.
/s/Richard J. Kreider, Attorney in Fact for Johannes P. Huth, Director 08/20/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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