| 1-9247 (Commission File Number) |
13-2857434 (IRS Employer Identification No.) |
|
| One CA Plaza Islandia, New York (Address of Principal Executive Offices) |
11749 (Zip Code) |
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.04. Temporary Suspension of Trading Under Registrants Employee Benefit Plans | ||||||||
| Item 9.01. Financial Statements and Exhibits | ||||||||
| SIGNATURES | ||||||||
| EX-99.1: NOTICE TO DIRECTORS AND EXECUTIVE OFFICERS | ||||||||
| Exhibit No. | Description | |
Exhibit 99.1
|
Notice to Directors and Executive Officers of CA, Inc. |
| CA, INC. | ||||
Date: August 7, 2006
|
By: | /s/ Kenneth V. Handal | ||
| Kenneth V. Handal | ||||
| Executive Vice President, General Counsel and Corporate | ||||
| Secretary | ||||
| 1. | CA, Inc. (the Company) would have been required to file its Quarterly Report on Form 10-Q (Form 10-Q) for the fiscal period ended June 30, 2006 by August 9, 2006 but expects to defer such filing for up to five calendar days as permitted under Rule 12b-25 under the Securities Exchange Act of 1934 and will file a notice of such deferral with the Securities and Exchange Commission (the SEC) shortly. | ||
| 2. | As a result of the Companys deferred filing of its Form 10-Q, the Company will stop using its existing registration statement under the Securities Act of 1933 to sell interests in the CA Savings Harvest Plan to employees, from 5:30 p.m. (ET) on Wednesday, August 9, 2006, through 9:30 a.m. (ET) on Tuesday, August 15, 2006 (which we expect will be the first trading day after the Form 10-Q is filed) (the Suspension Period). | ||
| 3. | During the Suspension Period, you, as a director or executive officer of the Company, may not, directly or indirectly, purchase, sell or otherwise acquire or transfer any common stock of the Company or any options, futures or other rights to acquire or dispose of the common stock of the Company (unless you establish, as required by applicable law, that certain conditions have been satisfied and you obtain the Companys prior approval). These restrictions are imposed in light of Section 306 of the Sarbanes-Oxley Act of 2002. The Company will notify you if there are any changes in the Suspension Period. | ||
| 4. | Please note that you are also subject to the Companys regular periodic trading blackout, as previously specified. | ||
| 5. | If you have any questions concerning this notice, you should contact Kenneth V. Handal or Lawrence Egan at One CA Plaza, Islandia, New York 11749, (631) 342-6000. | ||
| Date: August 7, 2006 |