8-K
false 0001730168 0001730168 2020-03-30 2020-03-30 0001730168 us-gaap:CommonStockMember 2020-03-30 2020-03-30 0001730168 us-gaap:SeriesAPreferredStockMember 2020-03-30 2020-03-30

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): March 31, 2020 (March 30, 2020)

 

BROADCOM INC.

(Exact Name of Registrant as Specified in Charter)

 

Delaware

 

001-38449

 

35-2617337

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

1320 Ridder Park Drive, San Jose, California

 

95131

(Address of principal executive offices)

 

(Zip Code)

(408) 433-8000

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

 

Trading

Symbol(s)

 

Name of each Exchange

on Which Registered

Common Stock, $0.001 par value

 

AVGO

 

The Nasdaq Global Select Market

Mandatory Convertible Preferred Stock, Series A, $0.001 par value

 

AVGOP

 

The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

On March 30, 2020, Broadcom Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders. Holders of the Company’s shares of common stock voted on the following matters:

(1) To elect 9 members to the Company’s board of directors;

(2) To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending November 1, 2020;

(3) Non-binding, advisory vote to approve the compensation of the Company’s named executive officers.

For each of these proposals a quorum was present. The votes cast in connection with such matters were as follows:

(1) Election of Directors:

 

Name

 

For

   

Against

   

Abstain

   

Broker Non-Votes

 

(a)

 

Hock E. Tan

   

334,366,504

     

1,814,907

     

1,423,928

     

30,000,827

 

(b)

 

Henry Samueli

   

333,491,316

     

2,678,787

     

1,435,236

     

30,000,827

 

(c)

 

Eddy W. Hartenstein

   

324,185,791

     

11,899,265

     

1,520,283

     

30,000,827

 

(d)

 

Diane M. Bryant

   

335,309,758

     

836,185

     

1,459,396

     

30,000,827

 

(e)

 

Gayla J. Delly

   

335,999,089

     

141,461

     

1,464,789

     

30,000,827

 

(f)

 

Raul J. Fernandez

   

335,805,517

     

178,876

     

1,620,946

     

30,000,827

 

(g)

 

Check Kian Low

   

334,306,130

     

1,829,166

     

1,470,043

     

30,000,827

 

(h)

 

Justine F. Page

   

335,970,396

     

122,188

     

1,512,755

     

30,000,827

 

(i)

 

Harry L. You

   

335,209,674

     

915,272

     

1,480,393

     

30,000,827

 

(2) Ratify appointment of PricewaterhouseCoopers LLP:

For

 

Against

 

Abstain

 

Broker Non-Votes

362,450,273

 

3,521,756

 

1,634,137

 

0

(3) Non-binding Advisory Vote to Approve Compensation of Named Executive Officers:

For

 

Against

 

Abstain

 

Broker Non-Votes

268,960,881

 

66,898,206

 

1,746,252

 

30,000,827

Each of the director nominees was elected and each of proposals 2 and 3 was approved by the Company’s stockholders.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: March 31, 2020

Broadcom Inc.

     

By:

 

/s/ Thomas H. Krause, Jr.

Name:

 

Thomas H. Krause, Jr.

Title:

 

Chief Financial Officer